Here are a few things to look for during your documentation review:Ĭorrective action responses: If the documentation has been updated in response to previously identified corrective actions or opportunities for improvement, then this should be looked at. Review of the process documentsĭuring the review of the process documents there are a few things that are important to check, as these things can comprise the most critical questions to ask.
It is during step 2 that you will find the questions you want to include on your audit checklist and in step 5 that you will create the checklist with the questions. In this approach I identified two steps that are critical to the creation of audit checklists: step 2, to review the documents, and step 5, to prepare the working papers. In a recent article on 13 Steps for ISO 9001 Internal Auditing using ISO 19011, I discussed the steps identified in the ISO 19011 guidelines for performing audits of a quality or environmental management system. Audit checklists can take many forms, and there are many ways to create them, but there are a few things that should be remembered when preparing these documents. Unfortunately, there is no one best way to do this. For many people who perform internal audits, there is always a question of the best way to create an audit checklist when preparing your internal audit.
